A0310: Type of Assessment
A0310: Type of Assessment
For all Federally required assessments and records as well as all PPS assessments.
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Item Rationale
Allows identification of needed assessment content.
Coding Instructions for A0310, Type of Assessment
Enter the code corresponding to the reason or reasons for completing this assessment.
If the assessment is being completed for both Omnibus Budget Reconciliation Act (OBRA)– required clinical reasons (A0310A) and Prospective Payment System (PPS) reasons (A0310B), all requirements for both types of assessments must be met. See Chapter 2, Section 2.10, Combining PPS Assessments and OBRA Assessments, for details of these requirements.
Assessments completed for other reasons (e.g., to facilitate billing for Medicare Advantage Plans) are not coded in A0310 and are not submitted to iQIES.
Coding Instructions for A0310A, Federal OBRA Reason for Assessment
Document the reason for completing the assessment, using the categories of assessment types. For detailed information on the requirements for scheduling and timing of the assessments, see Chapter 2 on assessment schedules.
Enter the number corresponding to the OBRA reason for assessment. This item contains 2 digits. For codes 01-06, enter “0” in the first box and place the correct number in the second box. If the assessment is not coded 01-06, enter code “99”.
Admission assessment (required by day 14)
Quarterly review assessment
Annual assessment
Significant change in status assessment
Significant correction to prior comprehensive assessment
Significant correction to prior quarterly assessment
99. None of the above
Coding Tips and Special Populations
If a nursing home resident elects the hospice benefit, the nursing home is required to complete an MDS Significant Change in Status Assessment (SCSA). The nursing home is required to complete an SCSA when the resident comes off the hospice benefit (revoke). See Chapter 2 for details on this requirement.
It is a CMS requirement to have an SCSA completed EVERY time the hospice benefit has been elected, even if a recent MDS was done and the only change is the election of the hospice benefit.
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Coding Instructions for A0310B, PPS
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Assessment |
Enter the number corresponding to the PPS reason for completing this assessment. This item contains 2 digits. For codes 01 and 08, enter “0” in the first box and place the correct number in the second box. If the assessment is not coded as 01 or 08, enter code “99.”
See Chapter 2 on assessment schedules for detailed information on the timing of the assessments.
PPS Scheduled Assessment for Medicare Part A Stay
5-day scheduled assessment
PPS Unscheduled Assessment for Medicare Part A Stay
08. IPA-Interim Payment Assessment
Not PPS Assessment
99. None of the above
Coding Instructions for A0310E, Is This Assessment the First Assessment (OBRA, Scheduled PPS, or OBRA Discharge) since the Most Recent Admission/Entry or Reentry?
Code 0, no: if this assessment is not the first of these assessments since the most recent admission/entry or reentry.
Code 1, yes: if this assessment is the first of these assessments since the most recent admission/entry or reentry.
Coding Tips and Special Populations
A0310E = 0 for:
Entry or Death in Facility tracking records (A0310F = 01 or 12);
A standalone Part A PPS Discharge assessment (A0310A = 99, A0310B = 99,
A0310F = 99, and A0310H = 1); or
An Interim Payment Assessment (A0310A = 99, A0310B = 08, A0310F = 99, and A0310H=0).
A0310E = 1 on the first OBRA, Scheduled PPS or OBRA Discharge assessment that is completed and submitted once a facility obtains CMS certification. Note: the first submitted assessment may not be an OBRA Admission assessment.
Coding Instructions for A0310F, Federal OBRA & PPS Entry/Discharge Reporting
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Enter the number corresponding to the reason for completing this assessment or tracking record. This item contains 2 digits. For code 01, enter “0” in the first box and place “1” in the second box. If the assessment is not coded as “01” or “10 or “11” or “12,” enter “99”:
Entry tracking record
Discharge assessment-return not anticipated
Discharge assessment-return anticipated
Death in facility tracking record
99. None of the above
Coding Instructions for A0310G, Type of Discharge (complete only if A0310F = 10 or 11)
Enter the number corresponding to the type of discharge.
Code 1: if type of discharge is a planned discharge.
Code 2: if type of discharge is an unplanned discharge.
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Coding Instructions for A0310G1, Is this a SNF Part A Interrupted Stay?
Code 0, no: if the resident was discharged from SNF care (i.e., from a Medicare Part A-covered stay) but did not resume SNF care in the same SNF within the interruption window.
Code 1, yes: if the resident was discharged from SNF care (i.e., from a Medicare Part A-covered stay) but did resume SNF care in the same SNF within the interruption window.
Coding Tips
Item A0310G1 indicates whether or not an interrupted stay occurred.
The interrupted stay policy applies to residents who either leave the SNF, then return to the same SNF within the interruption window, or to residents who are discharged from Part A-covered services and remain in the SNF, but then resume a Part A-covered stay within the interruption window.
The following is a list of examples of an interrupted stay when the resident leaves the SNF and then returns to the same SNF to resume Part A-covered services within the interruption window. Examples include, but are not limited to, the following:
Resident transfers to an acute care setting for evaluation or treatment due to a change in condition and returns to the same SNF within the interruption window.
Resident transfers to a psychiatric facility for evaluation or treatment and returns to the same SNF within the interruption window.
Resident transfers to an outpatient facility for a procedure or treatment and returns to the same SNF within the interruption window.
Resident transfers to an assisted living facility or a private residence with home health services and returns to the same SNF within the interruption window.
Resident leaves against medical advice and returns to the same SNF within the interruption window.
The following is a list of examples of an interrupted stay when the resident under a Part A-covered stay remains in the facility but the stay stops being covered under the Part A PPS benefit, and then resumes Part A-covered services in the SNF within the interruption window. Examples include, but are not limited to, the following:
Resident elects the hospice benefit, thereby declining the SNF benefit, and then revokes the hospice benefit and resumes SNF-level care within the interruption window.
Resident refuses to participate in rehabilitation and has no other daily skilled need; this ends the Part A coverage. Within the interruption window, the resident decides to engage in the planned rehabilitation regime and Part A coverage resumes.
Resident changes payer sources from Medicare Part A to an alternate payer source (i.e., hospice, private pay or private insurance) and then wishes to resume their Medicare Part A stay, at the same SNF, within the interruption window.
If a resident is discharged from SNF care, remains in the facility, and resumes a Part A- covered stay in the SNF within the interruption window, this is an interrupted stay. No discharge assessment (OBRA or Part A PPS) is required, nor is an Entry Tracking Record or 5-Day required on resumption.
If a resident leaves the SNF and returns to resume Part A-covered services in the same SNF within the interruption window, this is an interrupted stay. Although this situation does not end the resident’s Part A PPS stay, the resident left the SNF, and therefore an OBRA Discharge assessment is required. On return to the SNF, no 5-Day would be required. An OBRA Admission would be required if the resident was discharged return not anticipated. If the resident was discharged return anticipated, no new OBRA Admission would be required.
When an interrupted stay occurs, a 5-Day PPS assessment is not required upon reentry or resumption of SNF care in the same SNF, because an interrupted stay does not end the resident’s Part A PPS stay.
If a resident is discharged from SNF care, remains in the SNF and does not resume Part A-covered services within the interruption window, an interrupted stay did not occur. In this situation, a Part A PPS Discharge is required. If the resident qualifies and there is a resumption of Part A services within the 30-day window allowed by Medicare, a 5-Day would be required as this would be considered a new Part A stay. The OBRA schedule would continue from the resident’s original date of admission (item A1900).
If a resident leaves the SNF and does not return to resume Part A-covered services in the same SNF within the interruption window, an interrupted stay did not occur. In this situation, both the Part A PPS and OBRA Discharge assessments are required (and must be combined if the Medicare Part A stay ends on the day of, or one day before, the resident’s Discharge Date (A2000)). If the resident returns to the same SNF, this would be considered a new Part A stay. An Entry Tracking record and 5-Day would be required on return. An OBRA Admission would be required if the resident was discharged return not anticipated. If the resident was discharged return anticipated, no new OBRA Admission would be required.
The OBRA assessment schedule is unaffected by the interrupted stay policy. Please refer to Chapter 2 for guidance on OBRA assessment scheduling requirements.
Coding Instructions for A0310H, Is this a Part A PPS Discharge Assessment?
Code 0, no: if this is not a Part A PPS Discharge assessment.
Code 1, yes: if this is a Part A PPS Discharge assessment.
A Part A PPS Discharge assessment (NPE Item Set) is required under the Skilled Nursing Facility Quality Reporting Program (SNF QRP) when the resident’s Medicare Part A stay ends (as documented in A2400C, End Date of Most Recent Medicare Stay) but the resident remains in the facility.
If the End Date of the Most Recent Medicare Stay (A2400C) occurs on the day of or one day before the Discharge Date (A2000), the OBRA Discharge assessment and Part A PPS Discharge assessment are both required and must be combined. When the OBRA and Part A PPS Discharge assessments are combined, the ARD (A2300) must be equal to the Discharge Date (A2000).
